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Income tax insight

Finance Act 2021: Understanding Sections 45(4) and 9B

A concise look at the rules that can apply when assets are distributed on the reconstitution or dissolution of a firm or association.

Finance Act 2021 introduced a more specific framework for situations in which a partner or member receives money or property when an entity is reconstituted. The provisions are especially relevant to firms, associations of persons and bodies of individuals.

Why the amendment matters

Section 45(4) addresses gains that may arise to the entity when a partner or member receives money or a capital asset on reconstitution. Its calculation is based on the prescribed statutory formula, so the capital-account position and the character of each adjustment deserve careful attention.

Where Section 9B applies

Section 9B can apply where a capital asset or stock-in-trade is received by a partner or member on dissolution or reconstitution. For this purpose, the entity is generally treated as having transferred that item at its fair market value. This can create a tax consequence even where no cash sale has taken place.

A practical takeaway

Sections 45(4) and 9B may need to be evaluated separately for the same restructuring event. Before recording distributions, businesses should document the transaction, identify the assets involved and obtain advice on valuation, capital accounts and the resulting tax computation.

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